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Sponsored ResultsSearch ResultsList of EDGAR Submission Types from EDGAR Filer Manual Volume II 3.1 Alpha/Numeric Submission Type Description Tool/ pursuant to Section 13 and 15(d) of the Act EDGARLink Template 3 XFDL www.sec.gov Found on: Entireweb [1] Section 3 -- Definition of Investment Company Investment Company Act of 1940. Section 3 -- Definition of Investment the definition of investment company in paragraph (1) or (7) of subsection (c) www.law.uc.edu Found on: Yooci [1] Salsa2Bills 1..107 THE LEGISLATURE OF THE STATE OF TEXAS: SECTION 1. AA (a) Section 21.02, Tax Code, is amended that term is defined by Section 2, Bank Holding Company Act of 1956 (12 U.S.C. Section 1841) www.capitol.state.tx.us Found on: Entireweb [2] Exemption From Registration As An Investment Company required to register as an investment company with the SEC in reliance upon an exemption pursuant to either Section 3(c)(1) or Section 3(c)(7) of the Investment Company Act www.hedgefundregulation.com Found on: Yooci [2] Form W-9 (Rev. October 2007) INSTRUCTIONS TO PRINTERS FORM W-9, PAGE 1 of 4 MARGINS: TOP 13mm ( match the name given on Line 1 to avoid backup withholding. For individuals, this is your www.irs.gov Found on: Entireweb [3] Hedge Fund & Investment Managers Advisory: National Securities The Improvement Act also permits funds currently relying on the exclusion in Investment Company Act Section 3(c)(1) ("Section 3(c)(1) Funds" - i.e., privately offered investment www.ssbb.com Found on: Yooci [3] mathewingram.com know, an embargo is when a PR or marketing company asks a journalist to sit on a press It does help someone: it helps the company that is trying to push their new www.mathewingram.com Found on: Entireweb [4] NASAA Performance-Based Compensation Exemption for Investment Advisers under Section 3(a) of the federal Investment Company Act of 1940 but for the exception from that definition provided by Section 3(c)(1) of that act); (C) An investment company www.nasaa.org Found on: Yooci [4] Salsa2Bills 1..107 THE LEGISLATURE OF THE STATE OF TEXAS: SECTION 1. AA (a) Section 21.02, Tax Code, is amended that term is defined by Section 2, Bank Holding Company Act of 1956 (12 U.S.C. Section 1841) www.dfwmbdc.com Found on: Entireweb [5] US CODE: Title 15,80a–3. Definition of investment company year after the date of enactment of this Act [Oct. 11, 1996], the Commission shall prescribe rules to implement the requirements of section 3(c)(1)(B) of the Investment Company Act www.law.cornell.edu Found on: Yooci [5] Salsa2Bills 1..92 ARTICLE 1. SCHOOL DISTRICT PROPERTY TAX RELIEF SECTION 1.01. AA The heading to Section 26 SECTION 1.04. AA Effective January 1, 2007, Section 45.003(d), www.tipro.org Found on: Entireweb [6] 2002 CFR Title 17, Volume 3 EXCHANGE COMMISSION (CONTINUED) PART 270--RULES AND REGULATIONS, INVESTMENT COMPANY ACT 270.3c-3: Definition of certain terms used in section 3(c)(1) of the Act with respect to www.access.gpo.gov Found on: Yooci [6] C:\Documents and Settings\ALLANLL\Local Se (Subsection 5(2) of the Act added by Section 5 of the Financial Measures (2002) Act, S.N.S. 2002, c. 5, ULC Amalgamation [Note: Subsection 5(3) of the Companies Act provides for a tax to be www.gov.ns.ca Found on: Entireweb [7] Morrison & Foerster : Legal Updates & News : Legal Updates : SEC of investment company pursuant to either Sections 3(c)(1) or 3(c)(7) Section 3(c)(1) of the Company Act excepts from the definition of an investment www.mofo.com Found on: Yooci [7] Federal Register 60617 Federal Register /Vol. 67, No. 187/Thursday, September 26, 2002/Proposed Rules 1 31 U.S.C. 5312(a)(2)(I). 2 Section 3(a)(1) of the 1940 Act defines ''investment company'' as www.fincen.gov Found on: Yooci [8] No-Action Letter under: Investment Company Act of 1940-Section 18(f is a newly organized, limited liability company that will rely on the exclusion from the definition of investment company pursuant to Section 3(c)(1) or 3(c)(7) of the 1940 Act. www.reflow.com Found on: Yooci [9] Investment Advisers Act of 1940 as Amended person, or entity or any company, account, or fund that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (c)(1 www.securities.ok.gov Found on: Yooci [10] Search Results Compliments of Mihalism | Yooci | Entireweb |
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